Category:US National Archives Record Group 266: Records of the Securities and Exchange Commission, 1933 - 2001

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Media in category "US National Archives Record Group 266: Records of the Securities and Exchange Commission, 1933 - 2001"

The following 13 files are in this category, out of 13 total.

2001-90 - Statement by SEC Chairman Harvey L. Pitt - DPLA - 7a9f06102aa692c7bde2f7fc69663b16.pdf 1,275 × 1,650; 7 KB
2003-157 - SEC Charges Former CEO, CFO, and Controller of Gateway, Inc. with Fraud - DPLA - cf397e55f632a582e6d7cdcad11e8051.pdf 1,275 × 1,650, 3 pages; 23 KB
2008-83 - SEC Action Halts $72 Million International Internet Fraud Scheme - DPLA - b1b399a7ee0f82ec3c2ce2a43f016a4e.pdf 1,275 × 1,650, 2 pages; 29 KB
2009-132 - SEC Charges New York-Based Investment Adviser for Stealing Client Funds - DPLA - 7db4dd235cc64d56097483eb6c527436.pdf 1,275 × 1,650, 3 pages; 31 KB
2010-119 - SEC Charges Italian Company and Dutch Subsidiary in Scheme Bribing Nigerian Officials With Carloads of Cash - DPLA - fbacd099897a835c4caff12406a4e5ea.pdf 1,275 × 1,650, 3 pages; 33 KB
2010-148 - SEC, Commodity Futures Trading Commission to Host August 20 Roundtable on Clearing and Listing of Swaps and Security-Based Swaps - DPLA - 20abe2468efd07affc291a1c3a2ee037.pdf 1,275 × 1,650, 2 pages; 43 KB
2010-71 - SEC Staff to Hold Seminar to Help Mutual Funds Comply With eXtensible Business Reporting Language (XBRL) Reporting Rules - DPLA - b199e9e26bfee6c13ea5dbff2c9b8420.pdf 1,275 × 1,650; 24 KB
2016-199 - SEC Adopts Rules for Enhanced Regulatory Framework - DPLA - ec181d1fcb75ded7ccf95f26c4bfd371.pdf 1,275 × 1,650, 4 pages; 120 KB
PROTECTING INVESTORS AND FOSTERING EFFICIENT MARKETS- A REVIEW OF THE SEC AGENDA (IA gov.gpo.fdsys.CHRG-109hhrg31036).pdf 1,275 × 1,650, 77 pages; 1.5 MB
Securities and Exchange Commission (SEC) News Digest 2004-227, November 26, 2004 - DPLA - 2a61256af2a7a69f7ddd5925edcd654c.pdf 1,275 × 1,650; 37 KB
Securities and Exchange Commission (SEC) News Digest 2005-018, January 28, 2005 - DPLA - 970719735bc94cbac68bdef5006e9a54.pdf 1,275 × 1,650, 32 pages; 98 KB
Securities and Exchange Commission (SEC) News Digest 2005-067, April 8, 2005 - DPLA - 985688afff88358dcec1ccce6a549a72.pdf 1,275 × 1,650, 30 pages; 104 KB
Securities and Exchange Commission (SEC) News Digest 2012-109, June 6, 2012 - DPLA - 7c41b90290eea32c19fae08f3e09333b.pdf 1,275 × 1,650, 15 pages; 73 KB