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File:The Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001 (UKSI 2001-1177 qp).pdf

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The Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001   (Wikidata search (Cirrus search) Wikidata query (SPARQL)  Create new Wikidata item based on this file)
Title
The Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
Description
English: This Order makes provision as to circumstances in which persons are, or are not, to be regarded as carrying on regulated activities by way of business for the purposes of the Financial Services and Markets Act 2000 (“the Act”). An activity is a “regulated activity” for the purposes of the Act if it is an activity of a specified kind, and is carried on by way of business in relation to an investment of a specified kind. The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001-544) specifies kinds of activity and kinds of investment for these purposes. Section 19 of the Act prohibits persons who are not authorised or exempt from carrying on any regulated activity in the United Kingdom. Contravention of that prohibition is a criminal offence.
Publication date 26 March 2001
Authority file  ISBN: 0110291565
Source

http://www.legislation.gov.uk/id/uksi/2001/1177

PDF: http://www.legislation.gov.uk/uksi/2001/1177/made/data.pdf
Other versions
  • English: Version from legislation.gov.uk, which may incoporate revisions or ammendments. 中文：來自legislation.gov.uk的版本，其中可能包含修訂或修正。
    English: Version from legislation.gov.uk, which may incoporate revisions or ammendments.
    中文：來自legislation.gov.uk的版本，其中可能包含修訂或修正。
Subjects
InfoField
FINANCIAL SERVICES AND MARKETS
Categories
InfoField
Business practice and regulation; Occupational pensions; Pensions; Regulation and deregulation; FINANCIAL SERVICES AND MARKETS

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