File:The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 (UKSI 2001-996 qp).pdf
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editThe Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001
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Title |
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001 |
Description |
English: Section 123 of the Financial Services and Markets Act 2000 (c. 8) (“the Act”) gives the Financial Services Authority power to impose penalties or publish statements in cases of market abuse. Section 118 of the Act defines market abuse as behaviour, meeting conditions set out in section 118(1) and (2), which occurs in relation to a qualifying investment traded on a market to which section 118 applies. This Order prescribes (in article 4) the markets to which section 118 applies, and (in article 5) the investments which are qualifying investments in relation to those markets. |
Publication date | 15 March 2001 |
Authority file | ISBN: 0110293339 |
Source |
http://www.legislation.gov.uk/id/uksi/2001/996
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Subjects InfoField | FINANCIAL SERVICES AND MARKETS |
Categories InfoField | Capital and financial markets; FINANCIAL SERVICES AND MARKETS |
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This file is licensed under the United Kingdom Open Government Licence v3.0. |
See also: Meta for information on usage on Wikimedia wikis. Open Government License 3OGL 3http://www.nationalarchives.gov.uk/doc/open-government-licence/version/3true
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